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RIA / WealthAdvisordual registered (broker-dealer)17 years in industry

ALISA EICHINGER

Advisor at MORGAN STANLEY

Alpharetta, GA

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Search this name across graphsid dfx:ria:5f23f19e-d2c3-76b6-c1b7-c2be193172f7

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 10:08 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jul 2, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MORGAN STANLEY
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 23, 2009earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S66|S63
First exam: Mar 23, 2009
First registration: Jul 2, 2009
Dual registered: yes, broker-dealer
Other names: ALISA M MAUSSER|ALISA MARIE MAUSSER
IAPD individual key: 5116652

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MORGAN STANLEY	Wirehouse	Sep 5, 2023	n/a	yes	Alpharetta, GA	Current employment
E*TRADE CAPITAL MANAGEMENT, LLC	Former SEC adviser	Dec 19, 2014	Sep 5, 2023	no	ALPHARETTA, GA\|ARLINGTON, VA\|Alpharetta, GA	Previous registration
UBS FINANCIAL SERVICES INC.	Wirehouse	May 26, 2011	Dec 17, 2014	no	ATLANTA, GA\|ATLANTA, GA	Previous registration
NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC	No RAUM reported	Jul 2, 2009	May 3, 2011	no	Atlanta, GA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
E*TRADE CAPITAL MANAGEMENT, LLC	MORGAN STANLEY	Sep 5, 2023	Sep 5, 2023	0	Bulk transfer	RIA to wirehouse
UBS FINANCIAL SERVICES INC.	E*TRADE CAPITAL MANAGEMENT, LLC	Dec 17, 2014	Dec 19, 2014	2	Firm change	Other
NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC	UBS FINANCIAL SERVICES INC.	May 3, 2011	May 26, 2011	23	Firm change	Other

Relationships

Registered with (4)

→ MORGAN STANLEYRegistered adviserregistration: current employment
Sep 5, 2023 to presentfactForm ADV
→ E*TRADE CAPITAL MANAGEMENT, LLCRegistered adviserregistration: previous registration
Dec 19, 2014 to Sep 5, 2023factForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
May 26, 2011 to Dec 17, 2014factForm ADV
→ NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLCRegistered adviserregistration: previous registration
Jul 2, 2009 to May 3, 2011factForm ADV

Dated events

No dated event names this entity yet.