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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

HAWK QUANTITATIVE STRATEGIES, LLC

CRD 161765

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:5f3141f5-8ba1-d9ac-c146-5509fa6287ea

Data as of Mar 27, 2013 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:25 PM UTC and rebuilt at most every 15 minutes.

Relationships: 10
Dated events: 0
On other graphs: 0
Observed: Mar 22, 2012 to Mar 27, 2013
3 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $390MItem 5.F on the latest filing (2013-03-27); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $390M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 4
Advisory employees: 3
Accounts: 7
Private funds: 2Schedule D 7.B(1)
Private fund GAV: $140Mgross asset value as reported per fund; never fund size
Custody, client assets: $48.5M
SEC number: 801-74805
CRD: 161765
Filings on the tape: 3
First filed: Mar 22, 2012
Latest filed: Mar 27, 2013
Organised: Limited Liability Company, Delaware

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
PERMAL CAXTON HAWK LTD.	Hedge Fund	$91.9M	Mar 27, 2013	3	Mar 22, 2012	reported	n/a
CAXTON HAWK (DIVERSIFIED) HOLDINGS LTD.	Hedge Fund	$48.5M	Mar 27, 2013	6	Mar 22, 2012	reported	021-134192

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
CAXTON ALTERNATIVE MANAGEMENT LP	Member	C	yes	01/2012	Mar 22, 2012	Mar 27, 2013
CAXTON CORPORATION	GENERAL PARTNER	F	yes	10/2011	Mar 22, 2012	Mar 27, 2013
ENSLIN, JEFFREY	PRESIDENT AND SECRETARY	Na	yes	04/2011	Mar 22, 2012	Mar 27, 2013
ENSLIN, JEFFREY	Manager	E	yes	10/2009	Mar 22, 2012	Mar 27, 2013
JDE HAWK LLC	MANAGING MEMBER	E	yes	06/2009	Mar 22, 2012	Mar 27, 2013
KOVNER, BRUCE, STANLEY	SOLE SHAREHOLDER	E	yes	02/1983	Mar 22, 2012	Mar 27, 2013
MEHRA, AJAY	CHIEF COMPLIANCE OFFICER	Na	no	04/2012	Mar 22, 2012	Mar 27, 2013

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
CAXTON ASSOCIATES LP	n/a	Asset manager	$4.6B	Y	no	n/a
CAXTON CORPORATION	n/a	n/a	n/a	Y	yes	n/a
HAWK QUANTITATIVE STRATEGIES II LLC	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2012	Mar 27, 2013	$390M	$390M	4	3	n/a	2	$140M

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2012	$390M	n/a	n/a	n/a	n/a	4	n/a	n/a	n/a

Relationships

Affiliated with (1)

→ CAXTON ASSOCIATES (USA) LLCRegistered adviserother investment adviser, bank, pooled vehicle sponsor, control
factForm ADV

Advises (2)

→ CAXTON HAWK (DIVERSIFIED) HOLDINGS LTD.Private fundHedge Fund, IA
Mar 22, 2012 to presentfactForm ADV
→ PERMAL CAXTON HAWK LTD.Private fundHedge Fund, IA
Mar 22, 2012 to presentfactForm ADV

Controls (5)

← KOVNER, BRUCE, STANLEYOwnerSOLE SHAREHOLDER, ownership code E, individual
Mar 22, 2012 to presentfactForm ADV
← ENSLIN, JEFFREYOwnerMANAGER, ownership code E, individual
Mar 22, 2012 to presentfactForm ADV
← CAXTON ALTERNATIVE MANAGEMENT LPOwnerMEMBER, ownership code C, domestic entity
Mar 22, 2012 to presentfactForm ADV
← CAXTON CORPORATIONOwnerGENERAL PARTNER, ownership code F, domestic entity
Mar 22, 2012 to presentfactForm ADV
← JDE HAWK LLCOwnerMANAGING MEMBER, ownership code E, domestic entity
Mar 22, 2012 to presentfactForm ADV

Owns (1)

← MEHRA, AJAYOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 22, 2012 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5f3141f5-8ba1-d9ac-c146-5509fa6287ea
First observed: Mar 22, 2012
Last observed: Mar 27, 2013 164 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

HAWK QUANTITATIVE STRATEGIES, LLC

CRD 161765

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:5f3141f5-8ba1-d9ac-c146-5509fa6287ea

Data as of Mar 27, 2013 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:25 PM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

PERMAL CAXTON HAWK LTD.

Hedge Fund

$91.9M

Mar 27, 2013

Mar 22, 2012

reported

n/a

CAXTON HAWK (DIVERSIFIED) HOLDINGS LTD.

Hedge Fund

$48.5M

Mar 27, 2013

Mar 22, 2012

reported

021-134192

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

CAXTON ALTERNATIVE MANAGEMENT LP

Member

yes

01/2012

Mar 22, 2012

Mar 27, 2013

CAXTON CORPORATION

GENERAL PARTNER

yes

10/2011

Mar 22, 2012

Mar 27, 2013

ENSLIN, JEFFREY

PRESIDENT AND SECRETARY

yes

04/2011

Mar 22, 2012

Mar 27, 2013

ENSLIN, JEFFREY

Manager

yes

10/2009

Mar 22, 2012

Mar 27, 2013

JDE HAWK LLC

MANAGING MEMBER

yes

06/2009

Mar 22, 2012

Mar 27, 2013

KOVNER, BRUCE, STANLEY

SOLE SHAREHOLDER

yes

02/1983

Mar 22, 2012

Mar 27, 2013

MEHRA, AJAY

CHIEF COMPLIANCE OFFICER

04/2012

Mar 22, 2012

Mar 27, 2013

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

CAXTON ASSOCIATES LP

n/a

Asset manager

$4.6B

n/a

CAXTON CORPORATION

n/a

yes

n/a

HAWK QUANTITATIVE STRATEGIES II LLC

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2012

Mar 27, 2013

$390M

n/a

$140M

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2012

$390M

n/a