DFX Intelligence

J••••• W•••••• W••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)18 years in industry

J••••• W•••••• W••••••

Advisor at L•• F•••••••• L••

MOUNTAIN HOME, AR

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Search this name across graphsid dfx:ria:5f38ca21-4d7f-d999-4191-70e8b6707e66

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:46 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: May 21, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: May 19, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	May 26, 2016	n/a	yes	MOUNTAIN HOME, AR	Current employment
B••••••• F• E•••••• • C••••••• I•••••••••	Bd affiliated wealth	Jul 11, 2014	Jun 2, 2016	no	ST. LOUIS, MO\|WICHITA, KS\|Harrison, AR

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B••••••• F• E•••••• • C••••••• I•••••••••	L•• F•••••••• L••	Jun 2, 2016	May 26, 2016	-7	Firm change	Other
W•••• F•••• A•••••••	B••••••• F• E•••••• • C••••••• I•••••••••	Jul 14, 2014	Jul 11, 2014

Relationships

Registered with (3)

→ L•• F•••••••• L••Registered adviserregistration: current employment
May 26, 2016 to presentfactForm ADV
→ B••••••• F• E•••••• • C••••••• I•••••••••Registered adviserregistration: previous registration
Jul 11, 2014 to Jun 2, 2016factForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
May 21, 2008 to Jul 14, 2014factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5f38ca21-4d7f-d999-4191-70e8b6707e66
First observed: May 21, 2008
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.