This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Firm class

independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=3.0

Regulatory AUM

$130MItem 5.F on the latest filing (2026-01-22); as reported, and an affiliate's assets may be counted again on its own filing

Discretionary RAUM

$130M

Private client RAUM

$130MderivedItem 5.D individuals plus high net worth individuals

Private client share

100%derivedprivate client RAUM over total RAUM

Advisors on IAPD

3

RAUM per advisor

$43.4Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book

Employees

6

Advisory employees

3

Offices

1Schedule D 1.F, beyond the principal office

Accounts

469

Individual clients

164

High net worth clients

39

Custody, client assets

$130M

SEC number

801-133990

CRD

146271

Filings on the tape

7

First filed

Feb 17, 2012

Latest filed

Jan 22, 2026

Organised

Corporation, AR

Graph

RIA / Wealth Management

Canonical id

dfx:ria:5f41b1eb-e4b2-4d8e-e3d9-ce0930ec53bc

First observed

Feb 17, 2012

Last observed

Jan 22, 2026 8 months ago

Source families

Federal regulator filings

3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.