DFX Intelligence

B•••• A•••• P••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)22 years in industry

B•••• A•••• P••••••

Advisor at L•• F•••••••• L••

MANVILLE, NJ | EATONTOWN, NJ

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Search this name across graphsid dfx:ria:5f491170-8694-da29-6c80-848878c7a8ae

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:27 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Mar 6, 2013 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jan 12, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Jul 1, 2024	n/a	yes	MANVILLE, NJ\|EATONTOWN, NJ	Current employment
O•••• W•••••• I•••	Bd affiliated wealth	Nov 13, 2019	Jul 5, 2024	no	WEST LONG BRANCH, NJ\|SCOTTSDALE, AZ\|WEST LONG BRANCH, NJ\|BELMAR, NJ\|EATONTOWN, NJ

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
O•••• W•••••• I•••	L•• F•••••••• L••	Jul 5, 2024	Jul 1, 2024	-4	Bulk transfer	Ibd to ibd
I••••••••• A••••••• A•••• M••••••••• L••	O•••• W•••••• I•••	Jun 30, 2020	Nov 13, 2019

Team moves

••• Locked

Team	Left	Joined	From	Kind
128716:23131:PA:2020-06-30	Jun 30, 2020	Nov 13, 2019	EASTON, PA	Firm change after gap

Relationships

Registered with (3)

→ L•• F•••••••• L••Registered adviserregistration: current employment
Jul 1, 2024 to presentfactForm ADV
→ O•••• W•••••• I•••Registered adviserregistration: previous registration
Nov 13, 2019 to Jul 5, 2024factForm ADV
→ I••••••••• A••••••• A•••• M••••••••• L••Registered adviserregistration: previous registration
Mar 6, 2013 to Jun 30, 2020factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5f491170-8694-da29-6c80-848878c7a8ae
First observed: Mar 6, 2013
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.