DFX Intelligence

K•••••• P••• H•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)33 years in industry

K•••••• P••• H•••••

Advisor at C••••••••• P•••••••• R••••• C•••

WOODBURY, NY | El Paso, TX

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Search this name across graphsid dfx:ria:5f51c164-055d-2608-d412-1451a804cd94

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:10 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Jan 27, 1995 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••••• P•••••••• R••••• C•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Apr 12, 1993earliest registration or exam on IAPD
Years in industry: 33derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••••• P•••••••• R••••• C•••	Independent wealth	Feb 14, 2023	n/a	yes	WOODBURY, NY\|El Paso, TX	Current employment
W•••••• I••••••••• S•••••••••	Former SEC adviser	Aug 21, 2017	Feb 13, 2023	no	Irvine, CA\|El Paso, TX\|Richardson, TX

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••••• I••••••••• S•••••••••	C••••••••• P•••••••• R••••• C•••	Feb 13, 2023	Feb 14, 2023	1	Firm change	Ibd to RIA
F•••••••• W••• G••••	W•••••• I••••••••• S•••••••••	Aug 21, 2017	Aug 21, 2017

Relationships

Registered with (3)

→ C••••••••• P•••••••• R••••• C•••Registered adviserregistration: current employment
Feb 14, 2023 to presentfactForm ADV
→ W•••••• I••••••••• S•••••••••Registered adviserregistration: previous registration
Aug 21, 2017 to Feb 13, 2023factForm ADV
→ F•••••••• W••• G••••Registered adviserregistration: previous registration
Jan 27, 1995 to Aug 21, 2017factForm ADV

Dated events

Occurred
Feb 13, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5f51c164-055d-2608-d412-1451a804cd94
First observed: Jan 27, 1995
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.