DFX Intelligence

T•••••• L•• G•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)24 years in industry

T•••••• L•• G•••••

Advisor at R••••• W• B•••• • C•• I•••••••••

Peoria Heights, IL | Germantown Hills, IL

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Search this name across graphsid dfx:ria:5f58b463-b49d-2919-5802-591260c9635a

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:07 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: May 1, 2002 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R••••• W• B•••• • C•• I•••••••••
Current firm class: mixed wealth managerderived
Book size: not public••• Locked
Industry start: Apr 12, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
R••••• W• B•••• • C•• I•••••••••	Mixed wealth	Nov 6, 2015	n/a	yes	Peoria Heights, IL\|Germantown Hills, IL	Current employment
B••••••• F• E•••••• • C••••••• I•••••••••	Bd affiliated wealth	May 25, 2010	Nov 11, 2015	no	ST. LOUIS, MO\|PEORIA, IL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B••••••• F• E•••••• • C••••••• I•••••••••	R••••• W• B•••• • C•• I•••••••••	Nov 11, 2015	Nov 6, 2015	-5	Firm change	Other
B•• A•••• M••••••••• L••	B••••••• F• E•••••• • C••••••• I•••••••••	May 26, 2010	May 25, 2010

Team moves

••• Locked

Team	Left	Joined	From	Kind
146936:8158:IL:2015-11-11	Nov 11, 2015	Nov 6, 2015	PEORIA, IL	Firm change

Relationships

Registered with (5)

→ R••••• W• B•••• • C•• I•••••••••Registered adviserregistration: current employment
Nov 6, 2015 to presentfactForm ADV
→ B••••••• F• E•••••• • C••••••• I•••••••••Registered adviserregistration: previous registration
May 25, 2010 to Nov 11, 2015factForm ADV
→ B•• A•••• M••••••••• L••Registered adviserregistration: previous registration
Nov 16, 2009 to May 26, 2010factForm ADV
→ W•••• F•••• A•••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5f58b463-b49d-2919-5802-591260c9635a
First observed: May 1, 2002
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.