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M••• T••••• O••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)32 years in industry

M••• T••••• O••••••

Advisor at P••••••••• S••••••••• C•••••••••

Genoa, NV | Carpinteria, CA

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Search this name across graphsid dfx:ria:5f59bbf6-98c5-43a6-d69e-59fe5df53f98

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:39 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jun 29, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P••••••••• S••••••••• C•••••••••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 1, 1994earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
P••••••••• S••••••••• C•••••••••	Independent wealth	Aug 10, 2020	n/a	yes	Genoa, NV\|Carpinteria, CA	Current employment
L•••••• I•••••••••	Independent wealth	Jun 15, 2017	Aug 7, 2020	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
L•••••• I•••••••••	P••••••••• S••••••••• C•••••••••	Aug 7, 2020	Aug 10, 2020	3	Firm change	Ibd to RIA
L••••• A•••••••• L••	L•••••• I•••••••••	Oct 4, 2019

Relationships

Registered with (3)

→ P••••••••• S••••••••• C•••••••••Registered adviserregistration: current employment
Aug 10, 2020 to presentfactForm ADV
→ L•••••• I•••••••••Registered adviserregistration: previous registration
Jun 15, 2017 to Aug 7, 2020factForm ADV
→ L••••• A•••••••• L••Registered adviserregistration: previous registration
Jun 29, 2004 to Oct 4, 2019factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5f59bbf6-98c5-43a6-d69e-59fe5df53f98
First observed: Jun 29, 2004
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.