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B••••• C•••••• M•••••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

B••••• C•••••• M•••••••••

B••••• P••• J•••, CRD 130822

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Search this name across graphsid dfx:ria:5f5cf904-afb5-6431-c775-4a8329de561c

Data as of Jun 30, 2020 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:27 AM UTC and rebuilt at most every 15 minutes.

Relationships: 1
Dated events: 1
On other graphs: 0
Observed: Mar 10, 2020 to Jun 30, 2020
2 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $203M••• Locked
Discretionary RAUM: $203M
Private client RAUM: $74.8Mderived••• Locked
Private client share: 37%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 1

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B•••••• P•••• J•••	Cco	E	yes	06/2001	Mar 10, 2020	Jun 30, 2020

Relationships

Controls (1)

← B•••••• P•••• J•••OwnerCCO, ownership code E, individual
Mar 10, 2020 to presentfactForm ADV

Dated events

Occurred
Mar 10, 2020
First Form ADV filing
B••••• C•••••• M••••••••• filed its initial SEC registration (Form ADV)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5f5cf904-afb5-6431-c775-4a8329de561c
First observed: Mar 10, 2020
Last observed: Jun 30, 2020 75 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.