DFX Intelligence

R•••••• G••• C•••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 1b 10b

R•••••• G••• C•••••• L••

CRD 331810

LONDON

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Search this name across graphsid dfx:ria:5f5dead6-ed25-2a31-ccdd-f310194a0305

Data as of Mar 17, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:22 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 6
On other graphs: 0
Observed: Aug 15, 2024 to Mar 17, 2026
6 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $1.2B••• Locked
Discretionary RAUM: $1.2B
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 13

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
R•••••• G••• C•••••• M••••• F••• L•	Hedge Fund	$401M	Mar 17, 2026	6	Aug 15, 2024	reported	021-521465

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
N•••••• K••••• J•••••	COO AND CCO	A	yes	05/2023	Aug 15, 2024	Aug 15, 2024
S••••••• T•••• A•••••••••	HEAD OF BUSINESS DEVELOPMENT AND INVESTOR RELATIONS	Na	yes	09/2023	Aug 15, 2024	Aug 15, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
R•••••• G••• C•••••• G• L••	n/a	n/a	n/a	Y	yes	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 17, 2026

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$1.2B	$783M	55.0%	n/a	n/a	13	5	0	0

Relationships

Advises (1)

→ R•••••• G••• C•••••• M••••• F••• L•Private fundHedge Fund, IA
Aug 15, 2024 to presentfactForm ADV

Controls (3)

← N•••••• K••••• J•••••OwnerCOO AND CCO, ownership code A, individual
Aug 15, 2024 to Aug 15, 2024factForm ADV
← W••••• J•••••OwnerCIO, ownership code E, individual
Aug 15, 2024 to Aug 15, 2024factForm ADV
← S••••••• T•••• A•••••••••OwnerHEAD OF BUSINESS DEVELOPMENT AND INVESTOR RELATIONS, ownership code NA, individual

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Mar 17, 2026
Ria principal change
••• Locked
Form ADVobserved today
Occurred
Mar 17, 2026
Private fund gav change
••• Locked
Form ADVobserved today
$318M
Occurred
Aug 29, 2025
Regulatory AUM changed
••• Locked
Form ADVobserved 8 days ago
$273M

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5f5dead6-ed25-2a31-ccdd-f310194a0305
First observed: Aug 15, 2024
Last observed: Mar 17, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.