DFX Intelligence

J••••• M•••• W•••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisorChartered Financial Analystdual registered (broker-dealer)33 years in industry

J••••• M•••• W•••••

Advisor at B••••••• F• E•••••• • C••••••• I•••••••••

Defiance, MO | ST. LOUIS, MO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:5f639591-6385-79d9-0aaf-a3824afb1a2c

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:44 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: May 4, 2009 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: B••••••• F• E•••••• • C••••••• I•••••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Dec 28, 1992earliest registration or exam on IAPD
Years in industry: 33derivedfrom the industry start date
Years at current firm: 16derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
B••••••• F• E•••••• • C••••••• I•••••••••	Bd affiliated wealth	May 21, 2010	n/a	yes	ST. LOUIS, MO\|ST. LOUIS, MO\|ST. LOUIS, MO\|Defiance, MO	Current employment
B•• A•••• M••••••••• L••	n/a	May 4, 2009	May 24, 2010	no	ST. LOUIS, MO

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B•• A•••• M••••••••• L••	B••••••• F• E•••••• • C••••••• I•••••••••	May 24, 2010	May 21, 2010	-3	Firm change	Other

Relationships

Registered with (2)

→ B••••••• F• E•••••• • C••••••• I•••••••••Registered adviserregistration: current employment
May 21, 2010 to presentfactForm ADV
→ B•• A•••• M••••••••• L••Registered adviserregistration: previous registration
May 4, 2009 to May 24, 2010factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5f639591-6385-79d9-0aaf-a3824afb1a2c
First observed: May 4, 2009
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.