DFX Intelligence

G••••• J••••••• M••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor29 years in industry

G••••• J••••••• M••••

Advisor at P••••••• A••••••••• L•••

Richmond, VA | NEW YORK, NY

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:28 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 1
Observed: Jul 24, 2000 to Sep 14, 2026

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

G••••• J••••••• M••••

Private equity principal · Key CRD individual

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P••••••• A••••••••• L•••
Current firm class: mixed wealth managerderived
Book size: not public••• Locked
Industry start: Sep 11, 1997earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P••••••• A••••••••• L•••	Mixed wealth	May 18, 2023	n/a	yes	Richmond, VA\|NEW YORK, NY	Current employment
D•••••• A•••••••• L••	Former SEC adviser	Mar 23, 2007	May 17, 2016	no	RICHMOND, VA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
I••••••••• M••••••••• O• V•••••••• L••	D•••••• A•••••••• L••	Dec 11, 2023	Mar 23, 2007	-6,107	Firm change after gap	Other
D•••••• A•••••••• L••	P••••••• A••••••••• L•••	May 17, 2016	May 18, 2023

Team moves

••• Locked

Team	Left	Joined	From	Kind
108687:136361:VA:2023-12-11	Dec 11, 2023	Mar 23, 2007	RICHMOND, VA	Firm change after gap
136361:110631:VA:2016-05-17	May 17, 2016	May 18, 2023	RICHMOND, VA	Firm change after gap

Relationships

Registered with (3)

→ P••••••• A••••••••• L•••Registered adviserregistration: current employment
May 18, 2023 to presentfactForm ADV
→ I••••••••• M••••••••• O• V•••••••• L••Registered adviserregistration: previous registration
Jul 24, 2000 to Dec 11, 2023factForm ADV
→ D•••••• A•••••••• L••Registered adviserregistration: previous registration
Mar 23, 2007 to May 17, 2016factForm ADV

Dated events

Order

Occurred
11 Dec 2023
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Jul 24, 2000
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.