This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

PRINCIPAL SECURITIES, INC.

Current firm class

broker-dealer affiliated wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Jul 1, 2008earliest registration or exam on IAPD

Years in industry

18derivedfrom the industry start date

Years at current firm

3derivedfrom the current registration's begin date

Prior firms

1

Current registrations

1

Registered states

1

Exams

S66

First exam

Mar 26, 2012

First registration

Aug 1, 2012

Dual registered

yes, broker-dealer

Other names

SUNNY FISCHER|SUNDAY RACHELLE FISCHER|Sunday Fischer

IAPD individual key

5563004

• Occurred

  Jan 3, 2023
  Advisor changed firm

  Sunday Fischer left Osaic Fs, Inc. for Principal Securities, Inc. (registered 2023-01-24)

  Form ADVobserved 4 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:5f662bb5-b148-2823-ab9d-4bf3cf2b51b7

First observed

Aug 1, 2012

Last observed

Sep 15, 2026 4 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.