This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Firm class

former SEC adviserderivedabsent from the latest SEC roster

Regulatory AUM

$203MItem 5.F on the latest filing (2018-07-30); as reported, and an affiliate's assets may be counted again on its own filing

Discretionary RAUM

$156M

Private client RAUM

$132MderivedItem 5.D individuals plus high net worth individuals

Private client share

65%derivedprivate client RAUM over total RAUM

Advisors on IAPD

0

Employees

6

Advisory employees

2

Offices

0Schedule D 1.F, beyond the principal office

Accounts

1,545

Individual clients

370

High net worth clients

130

SEC number

801-113226

CRD

296842

Filings on the tape

2

First filed

Apr 14, 2018

Latest filed

Jul 30, 2018

Organised

Limited Liability Company, Ohio

• Occurred

  Apr 14, 2018
  First Form ADV filing

  Oak Trail Advisors filed its initial SEC registration (Form ADV)

  Form ADVobserved 6 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:5f772218-5870-ebd6-d0ce-8b30db129480

First observed

Apr 14, 2018

Last observed

Jul 30, 2018 99 months ago

Source families

Federal regulator filings

3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.