DFX Intelligence

M••••••• D••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)30 years in industry

M••••••• D••••••

Advisor at L•• F•••••••• L••

STATEN ISLAND, NY

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Search this name across graphsid dfx:ria:5f84cbf4-639b-dba4-1ba7-3ddf946d330b

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:57 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: May 14, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Aug 2, 1996earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	May 23, 2024	n/a	yes	STATEN ISLAND, NY	Current employment
M•• I•••••••• S•••••••• L••	Bd affiliated wealth	Jun 14, 2021	May 24, 2024	no	Staten Island, NY	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M•• I•••••••• S•••••••• L••	L•• F•••••••• L••	May 24, 2024	May 23, 2024	-1	Firm change	Ibd to ibd
M•• F•••••••• S•••••••• I•••	M•• I•••••••• S•••••••• L••	Dec 31, 2016	Jun 14, 2021

Team moves

••• Locked

Team	Left	Joined	From	Kind
10409:6413:NY:2024-05-24	May 24, 2024	May 23, 2024	STATEN ISLAND, NY	Firm change

Relationships

Registered with (3)

→ L•• F•••••••• L••Registered adviserregistration: current employment
May 23, 2024 to presentfactForm ADV
→ M•• I•••••••• S•••••••• L••Registered adviserregistration: previous registration
Jun 14, 2021 to May 24, 2024factForm ADV
→ M•• F•••••••• S•••••••• I•••Registered adviserregistration: previous registration
May 14, 2012 to Dec 31, 2016factForm ADV

Dated events

Occurred
May 24, 2024
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5f84cbf4-639b-dba4-1ba7-3ddf946d330b
First observed: May 14, 2012
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.