DFX Intelligence

T••• M•••••• J••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor21 years in industry

T••• M•••••• J••••

Advisor at S•••••••• P•••••••• A•••••••• I•••

LONG BEACH, CA

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 5:56 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Dec 14, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S•••••••• P•••••••• A•••••••• I•••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Dec 14, 2004earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S•••••••• P•••••••• A•••••••• I•••	State registered	Apr 7, 2023	n/a	yes	LONG BEACH, CA	Current employment
S•••••••• P•••••••• A•••••••• I•••	State registered	Jun 27, 2008	Dec 31, 2015	no	LONG BEACH, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P•••••• E••••• I••••••••• I•••	S•••••••• P•••••••• A•••••••• I•••	Jul 30, 2008	Jun 27, 2008	-33	Firm change after gap	Other

Relationships

Registered with (2)

→ S•••••••• P•••••••• A•••••••• I•••Registered adviserregistration: previous registration
Jun 27, 2008 to Dec 31, 2015factForm ADV
→ P•••••• E••••• I••••••••• I•••Registered adviserregistration: previous registration
Dec 14, 2004 to Jul 30, 2008factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Dec 14, 2004
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.