DFX Intelligence
Reading the graph
Reading the graph
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Advisor at M•• A•••• M••••••••• L••
••• Locked
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| M•• A•••• M••••••••• L•• | Mixed wealth | Jan 8, 2020 | n/a | yes | CONSHOHOCKEN, PA | Current employment |
| M•• S••••••••• L•• | No RAUM reported | May 28, 2019 | n/a | yes | Boston, MA|Conshohocken, PA | Current employment |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| T•• C•••••••• G••••• L•• | M•• A•••• M••••••••• L•• | Dec 31, 2019 | Jan 3, 2011 | -3,284 | Firm change after gap | Other |
| M•• A•••• M••••••••• L•• | M•• S••••••••• L•• | Dec 31, 2019 | May 28, 2019 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 155430:44254:PA:2019-12-31 | Dec 31, 2019 | May 28, 2019 | PLYMOUTH MEETING, PA | Firm change after gap |
| Former SEC adviser |
| Jan 3, 2011 |
| Dec 31, 2019 |
| no |
| PLYMOUTH MEETING, PA |
| Previous registration |
| M•• A•••• M••••••••• L•• | Mixed wealth | Jan 3, 2011 | Dec 31, 2019 | no | CONSHOHOCKEN, PA | Previous registration |
| N•• A•••••••• I••• | n/a | Feb 29, 2008 | Dec 1, 2010 | no | PLYMOUTH MEETING, PA|BRYAN, OH | Previous registration |
| N•• F••••••••• I••• | n/a | Mar 30, 2007 | Oct 20, 2008 | no | HACKETTSTOWN, NJ|BRYAN, OH|BRYAN, OH|PLYMOUTH MEETING, PA | Previous registration |
| S••••••• I••••••••• A••••••• L••• | Independent wealth | May 31, 2006 | Sep 2, 2009 | no | BERWYN, PA | Previous registration |
| A••••••• F•••••••• M••••••••• G••••• L••• | Former SEC adviser | May 5, 1998 | Nov 16, 2006 | no | BERWYN, PA | Previous registration |
| I•• R•••••• A••••••• I•• | Former SEC adviser | Mar 13, 1998 | Jun 6, 2007 | no | BERWYN, PA | Previous registration |
| -217 |
| Channel change |
| Other |
| N•• A•••••••• I••• | T•• C•••••••• G••••• L•• | Dec 1, 2010 | Jan 3, 2011 | 33 | Firm change | Other |
| S••••••• I••••••••• A••••••• L••• | N•• F••••••••• I••• | Sep 2, 2009 | Mar 30, 2007 | -887 | Firm change after gap | Other |
| N•• F••••••••• I••• | N•• A•••••••• I••• | Oct 20, 2008 | Feb 29, 2008 | -234 | Bulk transfer | Other |
| I•• R•••••• A••••••• I•• | A••••••• F•••••••• M••••••••• G••••• L••• | Jun 6, 2007 | May 5, 1998 | -3,319 | Firm change after gap | Other |
| A••••••• F•••••••• M••••••••• G••••• L••• | S••••••• I••••••••• A••••••• L••• | Nov 16, 2006 | May 31, 2006 | -169 | Firm change after gap | Other |