DFX Intelligence

J••• J••••• V•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)19 years in industry

J••• J••••• V•••••••

Advisor at L•• F•••••••• L••

FORT MILL, SC | MATTHEWS, NC

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Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 24, 2026, 2:42 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Dec 18, 2008 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Oct 12, 2006earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Sep 26, 2016	n/a	yes	FORT MILL, SC\|MATTHEWS, NC	Current employment
I••••••••• A••••••• G•••• C•••	Former SEC adviser	Feb 19, 2013	Apr 29, 2014	no	CHARLOTTE, NC\|BOSTON, MA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
I••••••••• A••••••• G•••• C•••	L•• F•••••••• L••	Apr 29, 2014	Sep 26, 2016	881	Firm change after gap	Other
N••••••• L••	I••••••••• A••••••• G•••• C•••	Oct 1, 2013	Feb 19, 2013

Relationships

Registered with (5)

→ L•• F•••••••• L••Registered adviserregistration: current employment
Sep 26, 2016 to presentfactForm ADV
→ I••••••••• A••••••• G•••• C•••Registered adviserregistration: previous registration
Feb 19, 2013 to Apr 29, 2014factForm ADV
→ N••••••• L••Registered adviserregistration: previous registration
Oct 15, 2012 to Oct 1, 2013factForm ADV
→ A••••• F•••••••• S••••••••• L••Registered adviser

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Dec 18, 2008
Last observed: Sep 15, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.