DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
John Judson Violette
Feed of 09/15/2026
Also filed as John Judson Violette
At current firm
9 y
since Sep 26, 2016
In the industry
19 y
since Oct 12, 2006 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- LPL Financial LLC BD affiliated currentsince Sep 26, 2016 · Fort Mill, Sc
- Independent Advisers Group Corp formerFeb 19, 2013 to Apr 29, 2014 · Charlotte, Nc
- Nestwise LLC formerOct 15, 2012 to Oct 1, 2013 · Boston, Ma
- Alight Financial Solutions, LLC unclassifiedNov 25, 2009 to Nov 17, 2010 · Charlotte, Nc
- Wells Fargo Advisors wirehouseDec 18, 2008 to Jul 20, 2009 · Charlotte, Nc
Moves
a registration end followed by a registration begin elsewhere
- Independent Advisers Group Corp to LPL Financial LLCleft Apr 29, 2014, registered Sep 26, 2016 (881 days) · Other
- Nestwise LLC to Independent Advisers Group Corpleft Oct 1, 2013, registered Feb 19, 2013 (-224 days) · channel change inside one enterprise, not a move
- Alight Financial Solutions, LLC to Nestwise LLCleft Nov 17, 2010, registered Oct 15, 2012 (698 days) · Other
- Wells Fargo Advisors to Alight Financial Solutions, LLCleft Jul 20, 2009, registered Nov 25, 2009 (128 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address