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RIA / WealthAdvisordual registered (broker-dealer)20 years in industry

Toby Ray Kommer

Advisor at CETERA INVESTMENT ADVISERS LLC

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:5fac415d-c12e-2d5d-9a0d-346c5ad697bc

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:19 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Nov 20, 2014 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CETERA INVESTMENT ADVISERS LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 1, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2
Current registrations: 1
Registered states: 2
Exams: S66|S65|S63
First exam: Nov 20, 2014
First registration: Nov 20, 2014
Dual registered: yes, broker-dealer
Other names: TOBY KOMMER
IAPD individual key: 6376684

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	Sep 5, 2025	n/a	yes	SPRING LAKE PARK, MN\|ST CLOUD, MN\|PERHAM, MN\|FARGO, ND\|MADAN, ND\|DETROIT LAKES, MN\|BISMARCK, ND	Current employment
AVANTAX ADVISORY SERVICES	Former SEC adviser	Nov 24, 2020	Sep 5, 2025	no	FARGO, ND\|Perham, MN\|BISMARCK, ND\|DETROIT LAKES, MN\|Madan, ND\|St Cloud, MN\|Spring Lake Park, MN	Previous registration
INVESTMENT CENTERS OF AMERICA, INC.	Former SEC adviser	Nov 20, 2014	Aug 7, 2017	no	BISMARCK, ND\|Fargo, ND\|FARGO, ND	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
AVANTAX ADVISORY SERVICES	CETERA INVESTMENT ADVISERS LLC	Sep 5, 2025	Sep 5, 2025	0	Bulk transfer	Ibd to ibd
INVESTMENT CENTERS OF AMERICA, INC.	AVANTAX ADVISORY SERVICES	Aug 7, 2017	Nov 24, 2020	1,205	Firm change after gap	Other

Relationships

Registered with (3)

→ CETERA INVESTMENT ADVISERS LLCRegistered adviserregistration: current employment
Sep 5, 2025 to presentfactForm ADV
→ AVANTAX ADVISORY SERVICESRegistered adviserregistration: previous registration
Nov 24, 2020 to Sep 5, 2025factForm ADV
→ INVESTMENT CENTERS OF AMERICA, INC.Registered adviserregistration: previous registration
Nov 20, 2014 to Aug 7, 2017factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5fac415d-c12e-2d5d-9a0d-346c5ad697bc
First observed: Nov 20, 2014
Last observed: Sep 15, 2026 6 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

Toby Ray Kommer

Advisor at CETERA INVESTMENT ADVISERS LLC

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:5fac415d-c12e-2d5d-9a0d-346c5ad697bc

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:19 AM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

CETERA INVESTMENT ADVISERS LLC

Bd affiliated wealth

Sep 5, 2025

n/a

yes

Current employment

AVANTAX ADVISORY SERVICES

Former SEC adviser

Nov 24, 2020

Sep 5, 2025

Previous registration

INVESTMENT CENTERS OF AMERICA, INC.

Former SEC adviser

Nov 20, 2014

Aug 7, 2017

BISMARCK, ND|Fargo, ND|FARGO, ND

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

AVANTAX ADVISORY SERVICES

CETERA INVESTMENT ADVISERS LLC

Sep 5, 2025

Bulk transfer

Ibd to ibd

INVESTMENT CENTERS OF AMERICA, INC.

AVANTAX ADVISORY SERVICES

Aug 7, 2017

Nov 24, 2020

1,205

Firm change after gap

Other