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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)37 years in industry

JAMES BRYAN WASHBURN

Advisor at LPL FINANCIAL LLC

ST GEORGE, UT

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:45 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Mar 1, 2000 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 28, 1989earliest registration or exam on IAPD
Years in industry: 37derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 3
Designations: Certified Financial Planner
Exams: S65|S63
First exam: Apr 28, 1989
First registration: Mar 1, 2000
Dual registered: yes, broker-dealer
Other names: J BRYAN WASHBURN|JAMES BRYAN WASHBURN|BRYAN JAMES WASHBURN
IAPD individual key: 1927199

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Jul 19, 2016	n/a	yes	ST GEORGE, UT	Current employment
TRUENORTH WEALTH	Independent wealth	May 12, 2016	Jun 30, 2016	no	SALT LAKE CITY, UT	Previous registration
FORESIGHT WEALTH MANAGEMENT, LLC	Former SEC adviser	Dec 15, 2015	May 11, 2016	no	DRAPER, UT	Previous registration
HORNOR, TOWNSEND & KENT, LLC	Independent wealth	Aug 9, 2004	Oct 2, 2015	no	Holladay, UT\|SALT LAKE CITY, UT	Previous registration
NEW ENGLAND SECURITIES CORPORATION	Former SEC adviser	Jun 11, 2003	Aug 13, 2004	no	SOUTH JORDAN, UT	Previous registration
PRINCIPAL SECURITIES, INC.	Bd affiliated wealth	Mar 1, 2000	Jun 4, 2003	no	MIDVALE, UT	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
TRUENORTH WEALTH	LPL FINANCIAL LLC	Jun 30, 2016	Jul 19, 2016	19	Firm change	Other
FORESIGHT WEALTH MANAGEMENT, LLC	TRUENORTH WEALTH	May 11, 2016	May 12, 2016	1	Firm change	Other
HORNOR, TOWNSEND & KENT, LLC	FORESIGHT WEALTH MANAGEMENT, LLC	Oct 2, 2015	Dec 15, 2015	74	Firm change	Other
NEW ENGLAND SECURITIES CORPORATION	HORNOR, TOWNSEND & KENT, LLC	Aug 13, 2004	Aug 9, 2004	-4	Firm change	Other
PRINCIPAL SECURITIES, INC.	NEW ENGLAND SECURITIES CORPORATION	Jun 4, 2003	Jun 11, 2003	7	Firm change	Other

Relationships

Registered with (6)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Jul 19, 2016 to presentfactForm ADV
→ TRUENORTH WEALTHRegistered adviserregistration: previous registration
May 12, 2016 to Jun 30, 2016factForm ADV
→ FORESIGHT WEALTH MANAGEMENT, LLCRegistered adviserregistration: previous registration
Dec 15, 2015 to May 11, 2016factForm ADV
→ HORNOR, TOWNSEND & KENT, LLCRegistered adviserregistration: previous registration
Aug 9, 2004 to Oct 2, 2015factForm ADV
→ NEW ENGLAND SECURITIES CORPORATIONRegistered adviserregistration: previous registration
Jun 11, 2003 to Aug 13, 2004factForm ADV
→ PRINCIPAL SECURITIES, INC.Registered adviserregistration: previous registration
Mar 1, 2000 to Jun 4, 2003factForm ADV

Dated events

No dated event names this entity yet.