DFX Intelligence

M•••••• G• B•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)18 years in industry

M•••••• G• B•••••••••

Advisor at C•••••••• I••••••••• R••••••• A•••••••• I•••

Cologne, MN

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Search this name across graphsid dfx:ria:5fcb8dbd-0cda-43de-06f0-3ded811b964a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:45 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Feb 1, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••••• I••••••••• R••••••• A•••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Mar 19, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••••• I••••••••• R••••••• A•••••••• I•••	Bd affiliated wealth	Jul 30, 2020	n/a	yes	Cologne, MN	Current employment
S••••••••• A•••••• A•••••••• I•••	Former SEC adviser	Jul 7, 2015	Aug 4, 2020	no	NORWOOD YOUNG A••••••, MN

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S••••••••• A•••••• A•••••••• I•••	C•••••••• I••••••••• R••••••• A•••••••• I•••	Aug 4, 2020	Jul 30, 2020	-5	Firm change	Ibd to ibd
F•••••••• L••	S••••••••• A•••••• A•••••••• I•••	Jul 27, 2015	Jul 7, 2015

Team moves

••• Locked

Team	Left	Joined	From	Kind
16741:110518:MN:2015-07-22	Jul 27, 2015	Jul 7, 2015	NORWOOD YOUNG A••••••, MN	Firm change

Relationships

Registered with (4)

→ C•••••••• I••••••••• R••••••• A•••••••• I•••Registered adviserregistration: current employment
Jul 30, 2020 to presentfactForm ADV
→ S••••••••• A•••••• A•••••••• I•••Registered adviserregistration: previous registration
Jul 7, 2015 to Aug 4, 2020factForm ADV
→ F•••••••• L••Registered adviserregistration: previous registration
Nov 18, 2013 to Jul 27, 2015factForm ADV
→ I••••••••• C•••••• O• A••••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5fcb8dbd-0cda-43de-06f0-3ded811b964a
First observed: Feb 1, 2011
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.