DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at J.P. MORGAN SECURITIES LLC
Plano, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| J.P. MORGAN SECURITIES LLC | Wirehouse | Sep 16, 2019 | n/a | yes | Plano, TX | Current employment |
| CAPITAL ONE ADVISORS, LLC | Former SEC adviser | Feb 6, 2017 | Feb 12, 2019 | no | Plano, TX|MCLEAN, VA | Previous registration |
| STRATEGIC ADVISERS LLC | National bd RIA | Jul 10, 2012 | Jul 16, 2015 | no | WESTLAKE, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CAPITAL ONE ADVISORS, LLC | J.P. MORGAN SECURITIES LLC | Feb 12, 2019 | Sep 16, 2019 | 216 | Firm change | Other |
| STRATEGIC ADVISERS LLC | CAPITAL ONE ADVISORS, LLC | Jul 16, 2015 | Feb 6, 2017 | 571 | Firm change after gap | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 136865:79:VA:2019-02-12 | Feb 12, 2019 | Sep 16, 2019 | MCLEAN, VA | Firm change |