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CRD 128697
AKRON, OH
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| WILLIAM RALPH BULLINGTON | n/a | Akron, OH | AKRON, OH | 22 | 35 | 1 | no |
| GARY THOMAS MILLER | n/a | Akron, OH | AKRON, OH | 15 | 15 | n/a | no |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| BULLINGTON, WILLIAM, RALPH | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | E | yes | 10/2003 | Mar 29, 2012 | May 22, 2012 |
| PORTER, THOMAS, CHARLES | OWNER/SHAREHOLDER/TRUSTEE | B | no | 04/2005 | Mar 29, 2012 | May 22, 2012 |
| THE BERNARD L. PORTER MARITAL TRUST U/D/T | OWNER/SHAREHOLDER | B | no | 07/2005 | Mar 29, 2012 | May 22, 2012 |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2011 | Mar 29, 2012 | $43.6M | $43.6M | n/a | n/a | n/a | n/a | n/a |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 0 | 0 | 0 | 0.0% | 0 | 0 | 0 | 0 | 0 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2011 | $43.6M | n/a | n/a | n/a | n/a | n/a | n/a | n/a | n/a |