DFX Intelligence
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Reading the graph
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Advisor at O•••• W•••••• I•••
CAMPBELL, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| O•••• W•••••• I••• | Bd affiliated wealth | Jan 19, 2024 | n/a | yes | CAMPBELL, CA | Current employment |
| W••••••• F•••••••• S•••••••• I••• | Former SEC adviser | May 25, 2017 | Jan 19, 2024 | no | CAMPBELL, CA|SAN FRANCISCO, CA|CAMPBELL, CA |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| W••••••• F•••••••• S•••••••• I••• | O•••• W•••••• I••• | Jan 19, 2024 | Jan 19, 2024 | 0 | Bulk transfer | Ibd to ibd |
| W••••••••• S••••••••• I••• | W••••••• F•••••••• S•••••••• I••• | May 30, 2017 | May 25, 2017 |
| W••••••••• S••••••••• I••• | n/a | Feb 15, 2017 | May 30, 2017 | no | CAMPBELL, CA|SAN RAFAEL, CA | Previous registration |
| W•••• F•••• I••••••••• L•• | n/a | Jun 2, 2005 | May 10, 2006 | no | SAN JOSE, CA|SAN JOSE, CA|SAN JOSE, CA | Previous registration |
| -5 |
| Firm change |
| Other |
| W•••• F•••• I••••••••• L•• | W••••••••• S••••••••• I••• | May 10, 2006 | Feb 15, 2017 | 3,934 | Firm change after gap | Other |