DFX Intelligence

T••••• K••••• C•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner33 years in industry

T••••• K••••• C•••

Advisor at G•••• A•••• M••••••••• L••

CLAREMONT, CA

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Search this name across graphsid dfx:ria:5feecc49-63fc-929c-a101-784f078a92c0

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:23 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Jul 8, 1997 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: G•••• A•••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 19, 1993earliest registration or exam on IAPD
Years in industry: 33derivedfrom the industry start date
Years at current firm: 24derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
G•••• A•••• M••••••••• L••	Independent wealth	Aug 20, 2002	n/a	yes	CLAREMONT, CA	Current employment
C•••••• S••••• • C••• I•••	National bd RIA	Jul 8, 1997	Jun 28, 2002	no	UPLAND, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••• S••••• • C••• I•••	G•••• A•••• M••••••••• L••	Jun 28, 2002	Aug 20, 2002	53	Firm change	Other

Relationships

Registered with (2)

→ G•••• A•••• M••••••••• L••Registered adviserregistration: current employment
Aug 20, 2002 to presentfactForm ADV
→ C•••••• S••••• • C••• I•••Registered adviserregistration: previous registration
Jul 8, 1997 to Jun 28, 2002factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5feecc49-63fc-929c-a101-784f078a92c0
First observed: Jul 8, 1997
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.