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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 1b 10b

GE CAPITAL DEBT ADVISORS LLC

CRD 148667

NORWALK, CT

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:5ffb51e6-9e50-bf30-bbab-3b079af29388

Data as of Apr 17, 2012 (this record's last observation) from federal regulator filings. Page built Sep 18, 2026, 11:37 PM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 0
On other graphs: 0
Observed: Nov 18, 2011 to Apr 17, 2012
3 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $1.6BItem 5.F on the latest filing (2012-04-17); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $1.1B
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Accounts: 9
Private funds: 4Schedule D 7.B(1)
Private fund GAV: $866Mgross asset value as reported per fund; never fund size
SEC number: 801-69736
CRD: 148667
Filings on the tape: 3
First filed: Nov 18, 2011
Latest filed: Apr 17, 2012
Organised: Limited Liability Company, Delaware

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
CFS MANAGEMENT LLC	SOLE MEMBER	E	yes	10/2008	Nov 18, 2011	Apr 17, 2012
GENERAL ELECTRIC CAPITAL CORPORATION	SOLE MEMBER	E	yes	11/2007	Nov 18, 2011	Apr 17, 2012
GENERAL ELECTRIC COMPANY	Shareholder	E	yes	04/1892	Nov 18, 2011	Apr 17, 2012
GORDON, EVAN, ANDREW	CHIEF COMPLIANCE OFFICER	Na	yes	11/2011	Nov 18, 2011	Apr 17, 2012
VAN HEYST, AMANDA, JENKS	PRESIDENT & TREASURER	Na	yes	04/2011	Nov 18, 2011	Apr 17, 2012
GENERAL ELECTRIC CAPITAL SERVICES, INC.	Shareholder	E	no	05/1984	Nov 18, 2011	Apr 17, 2012
THOMPSON, PATRICIA, SUZANNE	Secretary	Na	no	10/2008	Nov 18, 2011	Apr 17, 2012

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
GE ASSET MANAGEMENT INCORPORATED	n/a	Former SEC adviser	$110B	N	no	n/a
GE COMMERCIAL FINANCE INVESTMENT ADVISORY SERVICES LLC	n/a	Former SEC adviser	$11B	N	no	n/a
GE ASSET MANAGEMENT CANADA COMPANY	n/a	n/a	n/a	N	no	n/a
GE ASSET MANAGEMENT LIMITED	n/a	n/a	n/a	N	no	n/a
GE CAPITAL MARKETS, INC.	n/a	n/a	n/a	N	no	n/a
GE INVESTMENT DISTRIBUTORS, INC.	n/a	n/a	n/a	N	no	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2011	Mar 7, 2012	$1.6B	$1.1B	n/a	n/a	n/a	4	$866M

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2011	$1.6B	n/a	n/a	n/a	n/a	n/a	n/a	n/a	n/a

Relationships

Affiliated with (2)

→ GE ASSET MANAGEMENT INCORPORATEDRegistered adviserbroker-dealer
factForm ADV
→ GE COMMERCIAL FINANCE INVESTMENT ADVISORY SERVICES LLCRegistered adviserother investment adviser
factForm ADV

Controls (5)

← GORDON, EVAN, ANDREWOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Nov 18, 2011 to presentfactForm ADV
← VAN HEYST, AMANDA, JENKSOwnerPRESIDENT & TREASURER, ownership code NA, individual
Nov 18, 2011 to presentfactForm ADV
← CFS MANAGEMENT LLCOwnerSOLE MEMBER, ownership code E, domestic entity
Nov 18, 2011 to presentfactForm ADV
← GENERAL ELECTRIC CAPITAL CORPORATIONOwnerSOLE MEMBER, ownership code E, domestic entity
Nov 18, 2011 to presentfactForm ADV
← GENERAL ELECTRIC COMPANYOwnerSHAREHOLDER, ownership code E, domestic entity
Nov 18, 2011 to presentfactForm ADV

Owns (2)

← THOMPSON, PATRICIA, SUZANNEOwnerSECRETARY, ownership code NA, individual
Nov 18, 2011 to presentfactForm ADV
← GENERAL ELECTRIC CAPITAL SERVICES, INC.OwnerSHAREHOLDER, ownership code E, domestic entity
Nov 18, 2011 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5ffb51e6-9e50-bf30-bbab-3b079af29388
First observed: Nov 18, 2011
Last observed: Apr 17, 2012 175 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

GE CAPITAL DEBT ADVISORS LLC

CRD 148667

NORWALK, CT

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:5ffb51e6-9e50-bf30-bbab-3b079af29388

Data as of Apr 17, 2012 (this record's last observation) from federal regulator filings. Page built Sep 18, 2026, 11:37 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

CFS MANAGEMENT LLC

SOLE MEMBER

yes

10/2008

Nov 18, 2011

Apr 17, 2012

GENERAL ELECTRIC CAPITAL CORPORATION

SOLE MEMBER

yes

11/2007

Nov 18, 2011

Apr 17, 2012

GENERAL ELECTRIC COMPANY

Shareholder

yes

04/1892

Nov 18, 2011

Apr 17, 2012

GORDON, EVAN, ANDREW

CHIEF COMPLIANCE OFFICER

yes

11/2011

Nov 18, 2011

Apr 17, 2012

VAN HEYST, AMANDA, JENKS

PRESIDENT & TREASURER

yes

04/2011

Nov 18, 2011

Apr 17, 2012

GENERAL ELECTRIC CAPITAL SERVICES, INC.

Shareholder

05/1984

Nov 18, 2011

Apr 17, 2012

THOMPSON, PATRICIA, SUZANNE

Secretary

10/2008

Nov 18, 2011

Apr 17, 2012

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

GE ASSET MANAGEMENT INCORPORATED

n/a

Former SEC adviser

$110B

n/a

GE COMMERCIAL FINANCE INVESTMENT ADVISORY SERVICES LLC

n/a

Former SEC adviser

$11B

n/a

GE ASSET MANAGEMENT CANADA COMPANY

n/a

GE ASSET MANAGEMENT LIMITED

n/a

GE CAPITAL MARKETS, INC.

n/a

GE INVESTMENT DISTRIBUTORS, INC.

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2011

Mar 7, 2012

$1.6B

$1.1B

n/a

$866M

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2011

$1.6B

n/a