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Advisor at LPL FINANCIAL LLC
LEESPORT, PA | SCHUYLKILL HAVEN, PA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | May 29, 2025 | n/a | yes | SCHUYLKILL HAVEN, PA|LEESPORT, PA | Current employment |
| MML INVESTORS SERVICES, LLC | Bd affiliated wealth | Mar 25, 2017 | Jun 2, 2025 | no | Wyomissing, PA|Allentown, PA|LANCASTER, PA|Leesport, PA | Previous registration |
| MSI FINANCIAL SERVICES, INC. | Former SEC adviser | May 29, 2015 | Mar 25, 2017 | no | ALLENTOWN, PA|Reading, PA | Previous registration |
| INVESTMENT PROFESSIONALS, INC. | Former SEC adviser | Jul 24, 2012 | Jun 2, 2015 | no | WYOMISSING, PA|SAN ANTONIO, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MML INVESTORS SERVICES, LLC | LPL FINANCIAL LLC | Jun 2, 2025 | May 29, 2025 | -4 | Firm change | Ibd to ibd |
| MSI FINANCIAL SERVICES, INC. | MML INVESTORS SERVICES, LLC | Mar 25, 2017 | Mar 25, 2017 | 0 | Bulk transfer | Other |
| INVESTMENT PROFESSIONALS, INC. | MSI FINANCIAL SERVICES, INC. | Jun 2, 2015 | May 29, 2015 | -4 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 10409:6413:PA:2025-06-02 | Jun 2, 2025 | May 29, 2025 | LEESPORT, PA | Firm change |