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RIA / WealthAdvisordual registered (broker-dealer)19 years in industry

MATTHEW JAMES WISE

Advisor at WELLS FARGO ADVISORS

OMAHA, NE

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Search this name across graphsid dfx:ria:600bfb93-2710-302e-ac2f-764529a65c68

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:43 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Oct 26, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: WELLS FARGO ADVISORS
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 5, 2006earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S65|S66
First exam: Oct 5, 2006
First registration: Oct 26, 2006
Dual registered: yes, broker-dealer
Other names: MATTHEW WISE
IAPD individual key: 5199563

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
WELLS FARGO ADVISORS	Wirehouse	Apr 25, 2017	n/a	yes	OMAHA, NE\|OMAHA, NE	Current employment
PNC WEALTH MANAGEMENT	Bd affiliated wealth	Jun 18, 2014	Apr 21, 2017	no	WILMINGTON, OH\|XENIA, OH\|KETTERING, OH\|BEAVERCREEK, OH\|BEAVERCREEK, OH	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Mar 21, 2013	May 29, 2014	no	CENTERVILLE, OH\|SAN DIEGO, CA\|CENTERVILLE, OH	Previous registration
EDWARD JONES	National bd RIA	Oct 26, 2006	Feb 25, 2013	no	CENTERVILLE, OH\|CENTERVILLE, OH\|ST LOUIS, MO\|DAYTON, OH	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
PNC WEALTH MANAGEMENT	WELLS FARGO ADVISORS	Apr 21, 2017	Apr 25, 2017	4	Firm change	Other
LPL FINANCIAL LLC	PNC WEALTH MANAGEMENT	May 29, 2014	Jun 18, 2014	20	Firm change	Other
EDWARD JONES	LPL FINANCIAL LLC	Feb 25, 2013	Mar 21, 2013	24	Firm change	Other

Relationships

Registered with (4)

→ WELLS FARGO ADVISORSRegistered adviserregistration: current employment
Apr 25, 2017 to presentfactForm ADV
→ PNC WEALTH MANAGEMENTRegistered adviserregistration: previous registration
Jun 18, 2014 to Apr 21, 2017factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Mar 21, 2013 to May 29, 2014factForm ADV
→ EDWARD JONESRegistered adviserregistration: previous registration
Oct 26, 2006 to Feb 25, 2013factForm ADV

Dated events

No dated event names this entity yet.