M••• A••• E•••

Advisor at S•••••••• A•••••••• L••

AMITYVILLE, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:6016965a-94d6-e74d-2bab-b908281f325b

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:52 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Sep 18, 1996 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S•••••••• A•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Sep 18, 1996earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S•••••••• A•••••••• L••	Bd affiliated wealth	Jul 9, 2026	n/a	yes	AMITYVILLE, NY	Current employment
P•••• S••••••••• L••	No RAUM reported	Mar 25, 2022	May 2, 2022	no	Massapequa, NY\|Warrington, PA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P•••• S••••••••• L••	S•••••••• A•••••••• L••	May 2, 2022	Jul 9, 2026	1,529	Firm change after gap	Ibd to ibd
J••• M••••• S••••••••• I•••	P•••• S••••••••• L••	May 23, 2007	Mar 25, 2022

Relationships

Registered with (4)

→ S•••••••• A•••••••• L••Registered adviserregistration: current employment
Jul 9, 2026 to presentfactForm ADV
→ P•••• S••••••••• L••Registered adviserregistration: previous registration
Mar 25, 2022 to May 2, 2022factForm ADV
→ J••• M••••• S••••••••• I•••Registered adviserregistration: previous registration
Nov 16, 2006 to May 23, 2007factForm ADV
→ C•••• I••••••••• S••••••• C••••Registered adviser

Dated events

Occurred
May 2, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6016965a-94d6-e74d-2bab-b908281f325b
First observed: Sep 18, 1996
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.