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CRD 290349
FINDLAY, OH
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| SCOTT JEFFREY HOHMAN | Certified Financial Planner | FINDLAY, OH | 8 | 31 | 2 | no |
| RYAN GEARY | Certified Financial Planner | FINDLAY, OH | 3 | 15 | n/a | no |
| BRAYDEN ALLAN THOMAS | n/a | FINDLAY, OH | 2 | 13 | n/a | no |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| HOHMAN, SCOTT, JEFFREY | CCO, PRESIDENT | E | yes | 10/2017 | Oct 26, 2017 | Mar 28, 2024 |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 24, 2026 | $294M | $214M | 4 | 3 | 0 | n/a | n/a |
| 2024 | Mar 21, 2025 | $258M | $189M | 6 | 4 | 0 | n/a | n/a |
| 2023 | Mar 28, 2024 | $200M | $199M | 6 | 4 | 0 | n/a | n/a |
| 2022 | Mar 15, 2023 | $169M | $121M | 6 | 4 | 0 | n/a | n/a |
| 2021 | Mar 23, 2022 | $190M | $130M | 5 | 3 | 0 | n/a | n/a |
| 2020 | Mar 12, 2021 | $171M | $118M | 3 | 2 | 0 | n/a | n/a |
| 2019 | Feb 13, 2020 | $147M | $99.5M | 5 | 3 | 0 | n/a | n/a |
| 2018 | Jan 31, 2019 | $121M | $74.6M | 3 | 3 | 0 | n/a | n/a |
| 2017 | Feb 20, 2018 | $115M | $72.2M | 2 | 2 | 0 | n/a | n/a |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 0 | 1 | -1 | 33.3% | 0 | 0 | 0 | 0 | 1 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $294M | $258M | 13.7% | $169M | 20.2% | 4 | 6 | 0 | 0 |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| STRATEGIC INVESTMENT ADVISORS, LLC | 2 | Dec 31, 2017 | Dec 1, 2017 | FINDLAY, OH | Team lift out | Other | 66.7% |