DFX Intelligence

J••• E•••• T•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)38 years in industry

J••• E•••• T•••••••••

Advisor at C•••••• M••••••••• A••••••••• I••

Minneapolis, MN | MINNEAPOLIS, MN

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Search this name across graphsid dfx:ria:601f641e-37b3-4d0a-5ced-456c92b50c52

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:44 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Nov 11, 2013 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••• M••••••••• A••••••••• I••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jun 3, 1988earliest registration or exam on IAPD
Years in industry: 38derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••• M••••••••• A••••••••• I••	Independent wealth	Aug 1, 2016	n/a	yes	Minneapolis, MN\|MINNEAPOLIS, MN	Current employment
V•• A••••••• S•••••••	Former SEC adviser	Nov 11, 2013	Jul 29, 2016	no	MINNEAPOLIS, MN\|MINNEAPOLIS, MN\|MINNEAPOLIS, MN\|OVERLAND PARK, KS\|OVERLAND PARK, KS

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
V•• A••••••• S•••••••	C•••••• M••••••••• A••••••••• I••	Jul 29, 2016	Aug 1, 2016	3	Firm change	Other

Team moves

••• Locked

Team	Left	Joined	From	Kind
14503:105010:KS:2016-07-29	Jul 29, 2016	Aug 1, 2016	OVERLAND PARK, KS	Firm change

Relationships

Registered with (2)

→ C•••••• M••••••••• A••••••••• I••Registered adviserregistration: current employment
Aug 1, 2016 to presentfactForm ADV
→ V•• A••••••• S•••••••Registered adviserregistration: previous registration
Nov 11, 2013 to Jul 29, 2016factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:601f641e-37b3-4d0a-5ced-456c92b50c52
First observed: Nov 11, 2013
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.