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A•••• I••••••••• H••• K••• L••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

A•••• I••••••••• H••• K••• L••••••

CRD 171241

H••• K•••

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Search this name across graphsid dfx:ria:6025191c-f6df-1db0-a8a8-bae15ce495ed

Data as of Mar 22, 2017 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:57 AM UTC and rebuilt at most every 15 minutes.

Relationships: 10
Dated events: 1
On other graphs: 0
Observed: Aug 26, 2015 to Mar 22, 2017
8 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $124MItem 5.F on the latest filing (2017-03-22); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $124M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
A•••• G•••••• F••• ••••••• L•••	Hedge Fund	$84.0M	Sep 9, 2015	6	May 1, 2014	dropped	n/a
A•••• P•••• F••• ••••••• L•••	Hedge Fund	$34.1M

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
A•••• A•••• M••••••••• ••••••• L•••	SOLE OWNER OF A•••• I••••••••• H••• K••• L••••••	E	yes	06/2011	Mar 30, 2016	Mar 22, 2017
A•••• C•••••• I••••••••• C•••••• K•••••••	SOLE OWNER	E	yes	05/2009	Aug 26, 2015

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
A•••• A•••• M••••••••• ••••••• L•••	n/a	n/a	n/a	Y	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2016

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2016	$124M	$715M	-82.7%	n/a	n/a	14	29	n/a	n/a

Relationships

Advises (4)

→ A•••• I•••••••• A••• P••••••Private fundHedge Fund, IA
Mar 11, 2016 to presentfactForm ADV
→ A•••• G•••••• F••• ••••••• L••Private fundHedge Fund, IA
Mar 11, 2016 to presentfactForm ADV
→ A•••• P•••• F••• ••••••• L•••Private fundHedge Fund, IA, no longer reported
May 1, 2014 to Sep 9, 2015factForm ADV
→ A•••• G•••••• F••• ••••••• L•••

Dated events

Occurred
Aug 26, 2015
First Form ADV filing
A•••• I••••••••• H••• K••• L•••••• filed its initial SEC registration (Form ADV)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6025191c-f6df-1db0-a8a8-bae15ce495ed
First observed: Aug 26, 2015
Last observed: Mar 22, 2017 115 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.