DFX Intelligence

S••••• J••••••• O•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor15 years in industry

S••••• J••••••• O•••

Advisor at M••• C••••••

DES MOINES, IA | ANNAPOLIS, MD

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Search this name across graphsid dfx:ria:60253043-5dd4-2663-bc88-a16c9e91d00c

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:34 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Feb 20, 2017 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••• C••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: May 1, 2011earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M••• C••••••	Independent wealth	Jul 17, 2026	n/a	yes	ANNAPOLIS, MD\|DES MOINES, IA	Current employment
N••••••••• S••••••••• L••	No RAUM reported	Jul 2, 2020	May 14, 2026	no	COLUMBUS, OH\|COLUMBUS, OH\|COLUMBUS, OH\|Des Moines, IA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
N••••••••• S••••••••• L••	M••• C••••••	May 14, 2026	Jul 17, 2026	64	Firm change	Other

Relationships

Registered with (2)

→ M••• C••••••Registered adviserregistration: current employment
Jul 17, 2026 to presentfactForm ADV
→ N••••••••• S••••••••• L••Registered adviserregistration: previous registration
Jul 2, 2020 to May 14, 2026factForm ADV

Dated events

Occurred
May 14, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:60253043-5dd4-2663-bc88-a16c9e91d00c
First observed: Feb 20, 2017
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.