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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

UPPER BAY INFRASTRUCTURE MANAGEMENT, LP

CRD 297494

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Search this name across graphsid dfx:ria:602951aa-c596-eb98-8935-944deb1e38cb

Data as of Dec 11, 2023 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:05 AM UTC and rebuilt at most every 15 minutes.

Relationships: 13
Dated events: 3
On other graphs: 1
Observed: Oct 2, 2018 to Dec 11, 2023
10 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

Upper Bay Infrastructure Management, LP

Private equity manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $309MItem 5.F on the latest filing (2023-12-11); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $309M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 3
Advisory employees: 3
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 7
Private funds: 5Schedule D 7.B(1)
Private fund GAV: $361Mgross asset value as reported per fund; never fund size
SEC number: 801-114230
CRD: 297494
Filings on the tape: 10
First filed: Oct 2, 2018
Latest filed: Dec 11, 2023
Organised: Limited Partnership, Delaware

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
OTV HOLDINGS, LLC	Private Equity Fund	$293M	Dec 11, 2023	23	Oct 2, 2018	reported	n/a
UPPER BAY INFRASTRUCTURE PARTNERS, LP	Private Equity Fund	$32.3M	Dec 11, 2023	4	Oct 2, 2018	reported	021-359434
ZON HOLDINGS, LLC	Private Equity Fund	$18.5M	Dec 11, 2023	2	Mar 31, 2023	reported	n/a
UPPER BAY INFRASTRUCTURE PARTNERS OFFSHORE B, LP	Private Equity Fund	$12.3M	Dec 11, 2023	4	Mar 30, 2020	reported	021-35943401
ZON HOLDINGS II, LLC	Private Equity Fund	$4.9M	Dec 11, 2023	2	Mar 31, 2023	reported	n/a

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
MASELLI, MARIO, VITO	Member	C	yes	04/2018	Oct 2, 2018	Dec 11, 2023
MASELLI, MARIO, VITO	MANAGING PARTNER / PRESIDENT / CHIEF COMPLIANCE OFFICER	C	yes	04/2018	Oct 2, 2018	Dec 11, 2023
MOSHIASHVILI, MARIETTA, NMN	Member	D	yes	04/2018	Oct 2, 2018	Dec 11, 2023
MOSHIASHVILI, MARIETTA, NMN	MANAGING PARTNER / CHIEF EXECUTIVE OFFICER	C	yes	04/2018	Oct 2, 2018	Dec 11, 2023
RAYMOND, JOHN, THOMAS	INVESTMENT COMMITTEE MEMBER	Na	yes	04/2018	Oct 2, 2018	Dec 11, 2023
UPPER BAY INFRASTRUCTURE MANAGEMENT, LLC	GENERAL PARTNER	B	yes	04/2018	Oct 2, 2018	Dec 11, 2023

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
EMG FUND II MANAGEMENT, L.P.	n/a	Former SEC adviser	$13B	N	yes	n/a
MDS CAPITAL MANAGEMENT, LLC	n/a	n/a	n/a	N	yes	n/a
UPPER BAY INFRASTRUCTURE PARTNERS GP, LP	n/a	n/a	n/a	N	yes	n/a
UPPER BAY INFRASTRUCTURE PARTNERS UC RENEWABLES GP, LP	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Private funds	Fund GAV
2022	Mar 31, 2023	$309M	$309M	4	4	5	$361M
2021	Mar 31, 2022	$661M	$661M	5	5	3	$390M
2020	Mar 31, 2021	$726M	$726M	6	6	3	$443M
2019	Mar 30, 2020	$700M	$700M	5	5	3	$438M
2018	Feb 27, 2019	$403M	$268M	5	5	2	$298M

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2022	$309M	$661M	-53.2%	$700M	-23.8%	3	5	0	0

Relationships

Affiliated with (2)

← THE ENERGY & MINERALS GROUPRegistered adviserother investment adviser, pooled vehicle sponsor, common control
factForm ADV
→ THE ENERGY & MINERALS GROUPRegistered adviserother investment adviser, pooled vehicle sponsor, common control
factForm ADV

Advises (5)

→ UPPER BAY INFRASTRUCTURE PARTNERS, LPPrivate fundPrivate Equity Fund, IA
Oct 2, 2018 to presentfactForm ADV
→ ZON HOLDINGS, LLCPrivate fundPrivate Equity Fund, IA
Mar 31, 2023 to presentfactForm ADV
→ OTV HOLDINGS, LLCPrivate fundPrivate Equity Fund, IA
Oct 2, 2018 to presentfactForm ADV
→ ZON HOLDINGS II, LLCPrivate fundPrivate Equity Fund, IA
Mar 31, 2023 to presentfactForm ADV
→ UPPER BAY INFRASTRUCTURE PARTNERS OFFSHORE B, LPPrivate fundPrivate Equity Fund, IA
Mar 30, 2020 to presentfactForm ADV

Controls (4)

← RAYMOND, JOHN, THOMASOwnerINVESTMENT COMMITTEE MEMBER, ownership code NA, individual
Oct 2, 2018 to presentfactForm ADV
← MOSHIASHVILI, MARIETTA, NMNOwnerMEMBER, ownership code D, individual
Oct 2, 2018 to presentfactForm ADV
← MASELLI, MARIO, VITOOwnerMEMBER, ownership code C, individual
Oct 2, 2018 to presentfactForm ADV
← UPPER BAY INFRASTRUCTURE MANAGEMENT, LLCOwnerGENERAL PARTNER, ownership code B, domestic entity
Oct 2, 2018 to presentfactForm ADV

Dated events

Occurred
Mar 31, 2023
Regulatory AUM changed
Upper Bay Infrastructure Management, Lp reported RAUM $309.2M, down 53% from $661.1M (2022-11-18 to 2023-03-31)
Form ADVobserved 5 days ago
$-352M
Occurred
Mar 30, 2020
Regulatory AUM changed
Upper Bay Infrastructure Management, Lp reported RAUM $699.5M, up 74% from $402.6M (2019-12-23 to 2020-03-30)
Form ADVobserved 5 days ago
$297M
Occurred
Oct 2, 2018
First Form ADV filing
Upper Bay Infrastructure Management, Lp filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:602951aa-c596-eb98-8935-944deb1e38cb
First observed: Oct 2, 2018
Last observed: Dec 11, 2023 33 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

UPPER BAY INFRASTRUCTURE MANAGEMENT, LP

CRD 297494

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:602951aa-c596-eb98-8935-944deb1e38cb

Data as of Dec 11, 2023 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:05 AM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

OTV HOLDINGS, LLC

Private Equity Fund

$293M

Dec 11, 2023

Oct 2, 2018

reported

n/a

UPPER BAY INFRASTRUCTURE PARTNERS, LP

Private Equity Fund

$32.3M

Dec 11, 2023

Oct 2, 2018

reported

021-359434

ZON HOLDINGS, LLC

Private Equity Fund

$18.5M

Dec 11, 2023

Mar 31, 2023

reported

n/a

UPPER BAY INFRASTRUCTURE PARTNERS OFFSHORE B, LP

Private Equity Fund

$12.3M

Dec 11, 2023

Mar 30, 2020

reported

021-35943401

ZON HOLDINGS II, LLC

Private Equity Fund

$4.9M

Dec 11, 2023

Mar 31, 2023

reported

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

MASELLI, MARIO, VITO

Member

yes

04/2018

Oct 2, 2018

Dec 11, 2023

MASELLI, MARIO, VITO

MANAGING PARTNER / PRESIDENT / CHIEF COMPLIANCE OFFICER

yes

04/2018

Oct 2, 2018

Dec 11, 2023

MOSHIASHVILI, MARIETTA, NMN

Member

yes

04/2018

Oct 2, 2018

Dec 11, 2023

MOSHIASHVILI, MARIETTA, NMN

MANAGING PARTNER / CHIEF EXECUTIVE OFFICER

yes

04/2018

Oct 2, 2018

Dec 11, 2023

RAYMOND, JOHN, THOMAS

INVESTMENT COMMITTEE MEMBER

yes

04/2018

Oct 2, 2018

Dec 11, 2023

UPPER BAY INFRASTRUCTURE MANAGEMENT, LLC

GENERAL PARTNER

yes

04/2018

Oct 2, 2018

Dec 11, 2023

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

EMG FUND II MANAGEMENT, L.P.

n/a

Former SEC adviser

$13B

yes

n/a

MDS CAPITAL MANAGEMENT, LLC

n/a

yes

n/a

UPPER BAY INFRASTRUCTURE PARTNERS GP, LP

n/a

yes

n/a

UPPER BAY INFRASTRUCTURE PARTNERS UC RENEWABLES GP, LP

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2022

Mar 31, 2023

$309M

$361M

2021

Mar 31, 2022

$661M

$390M

2020

Mar 31, 2021

$726M

$443M

2019

Mar 30, 2020

$700M

$438M

2018

Feb 27, 2019

$403M

$268M

$298M

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2022

$309M

$661M

-53.2%

$700M

-23.8%