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Advisor at LPL FINANCIAL LLC
SAN DIEGO, CA | GREENSBORO, NC
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Sep 18, 2023 | n/a | yes | SAN DIEGO, CA|GREENSBORO, NC|GREENSBORO, NC | Current employment |
| WELLS FARGO ADVISORS | Wirehouse | Mar 26, 2009 | Oct 2, 2023 | no | MOREHEAD CITY, NC|GREENSBORO, NC | Previous registration |
| CITIGROUP GLOBAL MARKETS INC. | Bd affiliated wealth | Feb 5, 2007 | Apr 15, 2009 | no | MOREHEAD CITY, NC|NEW YORK, NY|MOREHEAD CITY, NC | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | LPL FINANCIAL LLC | Oct 2, 2023 | Sep 18, 2023 | -14 | Firm change | Wirehouse to ibd |
| CITIGROUP GLOBAL MARKETS INC. | WELLS FARGO ADVISORS | Apr 15, 2009 | Mar 26, 2009 | -20 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 19616:6413:NC:2023-09-20 | Oct 2, 2023 | Sep 18, 2023 | GREENSBORO, NC | Firm change |