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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)11 years in industry

Timothy Joseph Hickey

Advisor at MONECO ADVISORS

FAIRFIELD, CT | Glastonbury, CT

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Search this name across graphsid dfx:ria:603e3615-0d8e-1f92-ca24-cb430d496b94

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 3:36 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: May 3, 2016 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MONECO ADVISORS
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S66
First exam: Apr 5, 2016
First registration: May 3, 2016
Dual registered: yes, broker-dealer
Other names: Timothy Hickey|Timothy Joseph Hickey
IAPD individual key: 6597009

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MONECO ADVISORS	Independent wealth	Nov 7, 2023	n/a	yes	Glastonbury, CT\|FAIRFIELD, CT	Current employment
SECURITIES AMERICA ADVISORS, INC.	Former SEC adviser	Nov 1, 2017	Nov 14, 2023	no	MONROE, CT\|GLASTONBURY, CT	Previous registration
NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY)	Former SEC adviser	Sep 11, 2017	Nov 6, 2017	no	Keene, NH	Previous registration
UBS FINANCIAL SERVICES INC.	Wirehouse	Apr 26, 2017	Aug 7, 2017	no	CHICAGO, IL	Previous registration
MML INVESTORS SERVICES, LLC	Bd affiliated wealth	May 3, 2016	Dec 9, 2016	no	CHICAGO, IL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
SECURITIES AMERICA ADVISORS, INC.	MONECO ADVISORS	Nov 14, 2023	Nov 7, 2023	-7	Firm change	Ibd to RIA
NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY)	SECURITIES AMERICA ADVISORS, INC.	Nov 6, 2017	Nov 1, 2017	-5	Firm change	Other
UBS FINANCIAL SERVICES INC.	NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY)	Aug 7, 2017	Sep 11, 2017	35	Firm change	Other
MML INVESTORS SERVICES, LLC	UBS FINANCIAL SERVICES INC.	Dec 9, 2016	Apr 26, 2017	138	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
29604:110518:NH:2017-10-17	Nov 6, 2017	Nov 1, 2017	KEENE, NH	Firm change

Relationships

Registered with (5)

→ MONECO ADVISORSRegistered adviserregistration: current employment
Nov 7, 2023 to presentfactForm ADV
→ SECURITIES AMERICA ADVISORS, INC.Registered adviserregistration: previous registration
Nov 1, 2017 to Nov 14, 2023factForm ADV
→ NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY)Registered adviserregistration: previous registration
Sep 11, 2017 to Nov 6, 2017factForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Apr 26, 2017 to Aug 7, 2017factForm ADV
→ MML INVESTORS SERVICES, LLCRegistered adviserregistration: previous registration
May 3, 2016 to Dec 9, 2016factForm ADV

Dated events

Occurred
Nov 14, 2023
Advisor changed firm
Timothy Joseph Hickey left Securities America Advisors, Inc. for Moneco Advisors (registered 2023-11-07)
Form ADVobserved 6 days ago