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Advisor at WELLS FARGO ADVISORS
WESTLAKE VILLAGE, CA | WEST HILLS, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | Wirehouse | Apr 29, 2022 | n/a | yes | WEST HILLS, CA|WESTLAKE VILLAGE, CA | Current employment |
| J.P. MORGAN SECURITIES LLC | Wirehouse | Oct 1, 2012 | Apr 30, 2022 | no | CHATSWORTH, CA|NORTHRIDGE, CA|NORTHRIDGE, CA|GRANADA HILLS, CA|NORTHRIDGE, CA|PORTER RANCH, CA | Previous registration |
| CHASE INVESTMENT SERVICES CORP. | Former SEC adviser | Aug 10, 2010 | Oct 1, 2012 | no | NORTHRIDGE, CA|CHATSWORTH, CA|SHERMAN OAKS, CA|RESEDA, CA|RESEDA, CA | Previous registration |
| MORGAN STANLEY | Wirehouse | Jun 1, 2009 | Jul 27, 2010 | no | LOS ANGELES, CA | Previous registration |
| CITIGROUP GLOBAL MARKETS INC. | Bd affiliated wealth | Jul 21, 2008 | Jun 1, 2009 | no | LOS ANGELES, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| J.P. MORGAN SECURITIES LLC | WELLS FARGO ADVISORS | Apr 30, 2022 | Apr 29, 2022 | -1 | Firm change | Wirehouse to wirehouse |
| CHASE INVESTMENT SERVICES CORP. | J.P. MORGAN SECURITIES LLC | Oct 1, 2012 | Oct 1, 2012 | 0 | Bulk transfer | Other |
| MORGAN STANLEY | CHASE INVESTMENT SERVICES CORP. | Jul 27, 2010 | Aug 10, 2010 | 14 | Firm change | Other |
| CITIGROUP GLOBAL MARKETS INC. | MORGAN STANLEY | Jun 1, 2009 | Jun 1, 2009 | 0 | Bulk transfer | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 79:19616:CA:2022-04-30 | Apr 30, 2022 | Apr 29, 2022 | PORTER RANCH, CA | Firm change |