DFX Intelligence

P••• G•••• M•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)41 years in industry

P••• G•••• M•••

Advisor at L•• F•••••••• L••

CARTERSVILLE, GA | BIG CANOE, GA

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Search this name across graphsid dfx:ria:6058a29b-ddc1-0292-78fe-5978c2aee878

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 4:20 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jul 30, 2003 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Mar 25, 1985earliest registration or exam on IAPD
Years in industry: 41derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Feb 14, 2018	n/a	yes	BIG CANOE, GA\|CARTERSVILLE, GA	Current employment
I••••• F•••••••• C•••••••••	Former SEC adviser	Jan 24, 2005	Feb 16, 2018	no	ADAIRSVILLE, GA\|CALHOUN, GA\|CARTERSVILLE, GA\|ROME, GA\|STUART, FL\|CARTERSVILLE, GA\|CARTERSVILLE, GA\|ALPHARETTA, GA\|ALPHARETTA, GA\|CALHOUN, GA\|ROME, GA\|CARTERSVILLE, GA\|ADAIRSVILLE, GA\|APPLETON, WI

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
I••••• F•••••••• C•••••••••	L•• F•••••••• L••	Feb 16, 2018	Feb 14, 2018	-2	Bulk transfer	Other
T•• F•••••••• P••••••• C•••••• I•••	I••••• F•••••••• C•••••••••	Dec 31, 2005	Jan 24, 2005

Relationships

Registered with (3)

→ L•• F•••••••• L••Registered adviserregistration: current employment
Feb 14, 2018 to presentfactForm ADV
→ I••••• F•••••••• C•••••••••Registered adviserregistration: previous registration
Jan 24, 2005 to Feb 16, 2018factForm ADV
→ T•• F•••••••• P••••••• C•••••• I•••Registered adviserregistration: previous registration
Jul 30, 2003 to Dec 31, 2005factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6058a29b-ddc1-0292-78fe-5978c2aee878
First observed: Jul 30, 2003
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.