DFX Intelligence

S••••• A• R••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor24 years in industry

S••••• A• R••••••••

Advisor at T•• A••••• G•••• A•••••••• L••

JENKINTOWN, PA

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Search this name across graphsid dfx:ria:605a7d93-b11e-c3ea-5455-79b3a69f5a7f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 6:57 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Aug 8, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T•• A••••• G•••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Oct 22, 2001earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
T•• A••••• G•••• A•••••••• L••	Independent wealth	Nov 1, 2019	n/a	yes	JENKINTOWN, PA	Current employment
R•••••• J•••• • A••••••••• I•••	National bd RIA	Sep 12, 2006	Nov 5, 2019	no	JENKINTOWN, PA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
R•••••• J•••• • A••••••••• I•••	T•• A••••• G•••• A•••••••• L••	Nov 5, 2019	Nov 1, 2019	-4	Firm change	Ibd to new firm
M••••• S•••••• D• I•••	R•••••• J•••• • A••••••••• I•••	Sep 12, 2006	Sep 12, 2006

Team moves

••• Locked

Team	Left	Joined	From	Kind
705:302100:PA:2019-11-05	Nov 5, 2019	Nov 1, 2019	JENKINTOWN, PA	Firm change

Relationships

Registered with (3)

→ T•• A••••• G•••• A•••••••• L••Registered adviserregistration: current employment
Nov 1, 2019 to presentfactForm ADV
→ R•••••• J•••• • A••••••••• I•••Registered adviserregistration: previous registration
Sep 12, 2006 to Nov 5, 2019factForm ADV
→ M••••• S•••••• D• I•••Registered adviserregistration: previous registration
Aug 8, 2005 to Sep 12, 2006factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:605a7d93-b11e-c3ea-5455-79b3a69f5a7f
First observed: Aug 8, 2005
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.