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A••••• P••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 1b 10b

A••••• P••••••• L••

CRD 155756

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Search this name across graphsid dfx:ria:605d8ad2-c033-3292-2958-c6c4833d8187

Data as of Mar 13, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:05 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Feb 13, 2012 to Mar 13, 2026
17 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0
Regulatory AUM: $1.2BItem 5.F on the latest filing (2026-03-13); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $1.2B
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
A••••• P••••••• L•••	Hedge Fund	$857M	Mar 18, 2024	38	Mar 15, 2018	reported	021-128324
A••••• M••••• F•••• L•••	Hedge Fund	$461M

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
O••••••••• C••••••••• R•••	CHIEF COMPLIANCE OFFICER	Na	yes	03/2008	Feb 13, 2012	Mar 18, 2024
R••••••• B••••••• A••••	MANAGING MEMBER	D	yes	01/2008	Feb 13, 2012

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
A••••• F•••• G• L••	n/a	n/a	n/a	N	yes	n/a
A••••• P••••••• G• L••	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
n/a	n/a	n/a	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$1.2B	$1.1B	10.3%	$784M	16.2%	4	4	4	4

Relationships

Advises (3)

→ A••••• F•••• I••••••••• L•••Private fundHedge Fund, IA
Feb 13, 2012 to presentfactForm ADV
→ A••••• P••••••• L•••Private fundHedge Fund, IA
Mar 15, 2018 to presentfactForm ADV
→ A••••• M••••• F•••• L•••Private fundHedge Fund, IA, no longer reported
Feb 13, 2012 to Mar 21, 2017factForm ADV

Controls (3)

Dated events

Occurred
Mar 9, 2020
Regulatory AUM changed
A••••• P••••••• L•• reported RAUM $708.4M, up 37% from $516.7M (2019-03-15 to 2020-03-09)
Form ADVobserved 7 days ago
$192M

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:605d8ad2-c033-3292-2958-c6c4833d8187
First observed: Feb 13, 2012
Last observed: Mar 13, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.