DFX Intelligence

B•••• T••••• W••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)30 years in industry

B•••• T••••• W••••

Advisor at T• P•••••• C••••• W••••• L••

Greenville, SC

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:20 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 3
On other graphs: 0
Observed: Jul 21, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T• P•••••• C••••• W••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Aug 19, 1996earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 6

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
T• P•••••• C••••• W••••• L••	Bd affiliated wealth	Apr 22, 2026	n/a	yes	Greenville, SC	Current employment
G•• S••••••••• I•••	Bd affiliated wealth	Mar 17, 2026	Mar 23, 2026	no	PALM BEACH GARDENS, FL\|PALM BEACH GARDENS, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
G•• S••••••••• I•••	T• P•••••• C••••• W••••• L••	Mar 23, 2026	Apr 22, 2026	30	Firm change	Ibd to ibd
U••••• P•••••••• F•••••••• S••••••• O• A•••••• A• L•••••• P••••••	G•• S••••••••• I•••	Jan 10, 2025	Mar 17, 2026

Relationships

Registered with (6)

→ T• P•••••• C••••• W••••• L••Registered adviserregistration: current employment
Apr 22, 2026 to presentfactForm ADV
→ G•• S••••••••• I•••Registered adviserregistration: previous registration
Mar 17, 2026 to Mar 23, 2026factForm ADV
→ U••••• P•••••••• F•••••••• S••••••• O• A•••••• A• L•••••• P••••••Registered adviserregistration: previous registration
May 8, 2023 to Jan 10, 2025factForm ADV
→ C••••• A•••••• N••••••• L••

Dated events

Order

Occurred
23 Mar 2026
Advisor changed firm
••• Locked
Form ADV
Occurred
10 Jan 2025
Advisor changed firm
••• Locked
Form ADV
Occurred
17 Dec 2022
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Jul 21, 2003
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.