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RIA / WealthAdvisordual registered (broker-dealer)27 years in industry

AARON BRIAN GRAHAM

Advisor at AG FINANCIAL

SALT LAKE CITY, UT

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 12:12 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Oct 2, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: AG FINANCIAL
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 25, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 20derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 3
Exams: S65|S63
First exam: Feb 25, 1999
First registration: Oct 2, 2001
Dual registered: yes, broker-dealer
Other names: AARON BRIAN GRAHAM
IAPD individual key: 3167246

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
AG FINANCIAL	Independent wealth	Apr 19, 2006	n/a	yes	SALT LAKE CITY, UT	Current employment
G2 FINANCIAL GROUP, LLC	n/a	Feb 2, 2006	Apr 11, 2006	no	SALT LAKE CITY, UT	Previous registration
RAYMOND JAMES FINANCIAL SERVICES, INC.	n/a	Jun 7, 2004	May 12, 2005	no	SCOTTSDALE, AZ	Previous registration
UBS FINANCIAL SERVICES INC.	Wirehouse	Oct 2, 2001	Feb 3, 2004	no	SALT LAKE CITY, UT	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
G2 FINANCIAL GROUP, LLC	AG FINANCIAL	Apr 11, 2006	Apr 19, 2006	8	Firm change	Other
RAYMOND JAMES FINANCIAL SERVICES, INC.	G2 FINANCIAL GROUP, LLC	May 12, 2005	Feb 2, 2006	266	Firm change	Other
UBS FINANCIAL SERVICES INC.	RAYMOND JAMES FINANCIAL SERVICES, INC.	Feb 3, 2004	Jun 7, 2004	125	Firm change	Other

Relationships

Registered with (4)

→ AG FINANCIALRegistered adviserregistration: current employment
Apr 19, 2006 to presentfactForm ADV
→ G2 FINANCIAL GROUP, LLCRegistered adviserregistration: previous registration
Feb 2, 2006 to Apr 11, 2006factForm ADV
→ RAYMOND JAMES FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Jun 7, 2004 to May 12, 2005factForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Oct 2, 2001 to Feb 3, 2004factForm ADV

Dated events

No dated event names this entity yet.