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RIA / WealthAdvisor25 years in industry

DARIN MICHAEL SCHMIDT

Advisor at SCHMIDT WEALTH MANAGEMENT, L.L.C.

Lawrenceburg, IN

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Search this name across graphsid dfx:ria:6087710e-b7de-ce3d-4ee9-96206f38fdc3

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 9:20 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: May 8, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: SCHMIDT WEALTH MANAGEMENT, L.L.C.
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 24, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 4
Exams: S66
First exam: May 24, 2001
First registration: May 8, 2003
Dual registered: no
IAPD individual key: 4380578

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
SCHMIDT WEALTH MANAGEMENT, L.L.C.	State registered	Aug 24, 2023	n/a	yes	Lawrenceburg, IN	Current employment
SILVER OAK SECURITIES, INC.	Bd affiliated wealth	Mar 22, 2022	Aug 25, 2023	no	Florence, KY\|Knoxville, TN\|Florence, KY	Previous registration
AUSDAL FINANCIAL PARTNERS, INC.	Independent wealth	Dec 18, 2015	Apr 19, 2022	no	Florence, KY\|DOWNERS GROVE, IL\|Florence, KY	Previous registration
CETERA ADVISORS LLC	Former SEC adviser	Jan 17, 2008	Dec 21, 2015	no	FLORENCE, KY\|CHILLICOTHE, OH\|FORT MITCHELL, KY	Previous registration
NEW LIGHT INVESTMENT ADVISORS, LLC	n/a	May 8, 2003	Dec 31, 2005	no	FORT MITCHELL, KY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
SILVER OAK SECURITIES, INC.	SCHMIDT WEALTH MANAGEMENT, L.L.C.	Aug 25, 2023	Aug 24, 2023	-1	Firm change	Ibd to state RIA
AUSDAL FINANCIAL PARTNERS, INC.	SILVER OAK SECURITIES, INC.	Apr 19, 2022	Mar 22, 2022	-28	Firm change	RIA to ibd
CETERA ADVISORS LLC	AUSDAL FINANCIAL PARTNERS, INC.	Dec 21, 2015	Dec 18, 2015	-3	Firm change	Other
NEW LIGHT INVESTMENT ADVISORS, LLC	CETERA ADVISORS LLC	Dec 31, 2005	Jan 17, 2008	747	Firm change after gap	Other

Relationships

Registered with (5)

→ SCHMIDT WEALTH MANAGEMENT, L.L.C.Registered adviserregistration: current employment
Aug 24, 2023 to presentfactForm ADV
→ SILVER OAK SECURITIES, INC.Registered adviserregistration: previous registration
Mar 22, 2022 to Aug 25, 2023factForm ADV
→ AUSDAL FINANCIAL PARTNERS, INC.Registered adviserregistration: previous registration
Dec 18, 2015 to Apr 19, 2022factForm ADV
→ CETERA ADVISORS LLCRegistered adviserregistration: previous registration
Jan 17, 2008 to Dec 21, 2015factForm ADV
→ NEW LIGHT INVESTMENT ADVISORS, LLCRegistered adviserregistration: previous registration
May 8, 2003 to Dec 31, 2005factForm ADV

Dated events

Occurred
Aug 25, 2023
Advisor changed firm
Darin Michael Schmidt left Silver Oak Securities, Inc. for Schmidt Wealth Management, L.L.C. (registered 2023-08-24)
Form ADVobserved 4 days ago
Occurred
Apr 19, 2022
Advisor changed firm
Darin Michael Schmidt left Ausdal Financial Partners, Inc. for Silver Oak Securities, Inc. (registered 2022-03-22)
Form ADVobserved 4 days ago