DFX Intelligence

K••••••• A•• A••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner26 years in industry

K••••••• A•• A••••

Advisor at S••••• 5• F••••••••

MANHATTAN BEACH, CA

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Search this name across graphsid dfx:ria:608bd08d-911c-d372-91fd-1cd963a849f3

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:44 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Oct 21, 1999 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••• 5• F••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Oct 14, 1999earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••••• 5• F••••••••	Independent wealth	Jun 29, 2022	n/a	yes	MANHATTAN BEACH, CA	Current employment
A••••• T••••• P•••••• W•••••	Independent wealth	Feb 2, 2021	Jun 30, 2022	no	Manhattan Beach, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A••••• T••••• P•••••• W•••••	S••••• 5• F••••••••	Jun 30, 2022	Jun 29, 2022	-1	Firm change	RIA to RIA
S•••	A••••• T••••• P•••••• W•••••	Feb 2, 2021	Feb 2, 2021

Team moves

••• Locked

Team	Left	Joined	From	Kind
153902:318626:CA:2022-06-30	Jun 30, 2022	Jun 29, 2022	MANHATTAN BEACH, CA	Firm change
108163:153902:CA:2021-02-02	Feb 2, 2021	Feb 2, 2021	LOS ANGELES, CA	Firm change

Relationships

Registered with (4)

→ S••••• 5• F••••••••Registered adviserregistration: current employment
Jun 29, 2022 to presentfactForm ADV
→ A••••• T••••• P•••••• W•••••Registered adviserregistration: previous registration
Feb 2, 2021 to Jun 30, 2022factForm ADV
→ S•••Registered adviserregistration: previous registration
Nov 5, 2012 to Feb 2, 2021factForm ADV
→ W•••••• • R•••

Dated events

Occurred
Jun 30, 2022
Advisor changed firm
K••••••• A•• A•••• left A••••• T••••• P•••••• W••••• for S••••• 5• F•••••••• (registered 2022-06-29)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:608bd08d-911c-d372-91fd-1cd963a849f3
First observed: Oct 21, 1999
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.