DFX Intelligence

P••• W•••• S••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner|Personal Financial Specialist25 years in industry

P••• W•••• S••••••

Advisor at P•••••••• F•••••••• M•••••••••

BURNSVILLE, MN

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Search this name across graphsid dfx:ria:608d7141-b686-17ab-12d2-745f1d8c4c3f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:19 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jan 29, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P•••••••• F•••••••• M•••••••••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Aug 27, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P•••••••• F•••••••• M•••••••••	State registered	Nov 30, 2016	n/a	yes	BURNSVILLE, MN	Current employment
C•••••• C•••••• M••••••••• L••	Former SEC adviser	Dec 15, 2015	Oct 14, 2016	no	NORTHFIELD, MN	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••• C•••••• M••••••••• L••	P•••••••• F•••••••• M•••••••••	Oct 14, 2016	Nov 30, 2016	47	Firm change	Other
C•••••• C•••••• M•••••••••	C•••••• C•••••• M••••••••• L••	Dec 31, 2015	Dec 15, 2015

Team moves

••• Locked

Team	Left	Joined	From	Kind
111414:281544:MN:2015-12-31	Dec 31, 2015	Dec 15, 2015	NORTHFIELD, MN	Firm change

Relationships

Registered with (3)

→ P•••••••• F•••••••• M•••••••••Registered adviserregistration: current employment
Nov 30, 2016 to presentfactForm ADV
→ C•••••• C•••••• M••••••••• L••Registered adviserregistration: previous registration
Dec 15, 2015 to Oct 14, 2016factForm ADV
→ C•••••• C•••••• M•••••••••Registered adviserregistration: previous registration
Jan 29, 2014 to Dec 31, 2015factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:608d7141-b686-17ab-12d2-745f1d8c4c3f
First observed: Jan 29, 2014
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.