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Advisor at FIGA CAPITAL MANAGEMENT LLC.
CORAL GABLES, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| FIGA CAPITAL MANAGEMENT LLC. | State registered | Jul 13, 2023 | n/a | yes | CORAL GABLES, FL | Current employment |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Nov 7, 2011 | Jun 28, 2016 | no | WEEHAWKEN, NJ|MIAMI, FL|NEW YORK, NY|MIAMI, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| UBS FINANCIAL SERVICES INC. | FIGA CAPITAL MANAGEMENT LLC. | Jun 28, 2016 | Jul 13, 2023 | 2,571 | Firm change after gap | Wirehouse to state RIA |