DFX Intelligence

J••••• T••• S••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)29 years in industry

J••••• T••• S••••••••

Advisor at I••••• A•••• M••••••••• L••

LEXINGTON, KY

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Search this name across graphsid dfx:ria:60924a77-236c-9cc0-f86c-09a402b03d8b

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:00 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Apr 8, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: I••••• A•••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: May 12, 1997earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
I••••• A•••• M••••••••• L••	Independent wealth	Feb 1, 2023	n/a	yes	LEXINGTON, KY	Current employment
I••••• A•••• M••••••••• L••	Independent wealth	May 23, 2012	Dec 31, 2022	no	LEXINGTON, KY\|LEXINGTON, KY

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M••••• K••••• • C••••••• L••	I••••• A•••• M••••••••• L••	May 7, 2012	May 23, 2012	16	Firm change	Other

Relationships

Registered with (2)

→ I••••• A•••• M••••••••• L••Registered adviserregistration: previous registration
May 23, 2012 to Dec 31, 2022factForm ADV
→ M••••• K••••• • C••••••• L••Registered adviserregistration: previous registration
Apr 8, 2004 to May 7, 2012factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:60924a77-236c-9cc0-f86c-09a402b03d8b
First observed: Apr 8, 2004
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.