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CRD 165362
LAKE OSWEGO, OR
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| TIMOTHY EDWARD WOOD | n/a | LAKE OSWEGO, OR | 7 | 25 | 3 | no |
| DAVID TARR FOSTER | Certified Financial Planner | LAKE OSWEGO, OR | 7 | 24 | 1 | no |
| JEREMY DURKIN SIX | n/a | LAKE OSWEGO, OR | 2 | 12 | n/a | no |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| FOSTER, DAVID, TARR | PRESIDENT/ CCO | E | yes | 08/2012 | Feb 24, 2021 | Mar 18, 2024 |
| WOOD, TIMOTHY, EDWARD | Principal | A | yes | 05/2015 | Feb 24, 2021 | Mar 18, 2024 |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 20, 2026 | $219M | $155M | 3 | 3 | 0 | n/a | n/a |
| 2024 | Mar 25, 2025 | $189M | $131M | 3 | 3 | 0 | n/a | n/a |
| 2023 | Mar 18, 2024 | $164M | $112M | 3 | 2 | 0 | n/a | n/a |
| 2022 | Mar 21, 2023 | $139M | $93.0M | 2 | 2 | 0 | n/a | n/a |
| 2021 | Feb 17, 2022 | $137M | $90.2M | 2 | 2 | 0 | n/a | n/a |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 0 | 0 | 0 | 0.0% | 0 | 0 | 0 | 0 | 0 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $219M | $189M | 15.7% | $139M | 16.4% | 3 | 3 | 0 | 0 |