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R••••• G•••••• A••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner45 years in industry

R••••• G•••••• A••••••••

Advisor at M•••••••• I••••••••• A•••••••• L••

MIDDLETON, WI

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Search this name across graphsid dfx:ria:60970171-a18a-eb58-b29e-40f6d7820477

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:03 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Aug 9, 1985 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M•••••••• I••••••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 17, 1981earliest registration or exam on IAPD
Years in industry: 45derivedfrom the industry start date
Years at current firm: 13derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
M•••••••• I••••••••• A•••••••• L••	Independent wealth	Jul 11, 2013	n/a	yes	MIDDLETON, WI	Current employment
A•• I••••••••• A••••••• I••	n/a	Aug 9, 1985	Jun 14, 2007	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
A•• I••••••••• A••••••• I••	M•••••••• I••••••••• A•••••••• L••	Jun 14, 2007	Jul 11, 2013	2,219	Firm change after gap	Other

Relationships

Registered with (2)

→ M•••••••• I••••••••• A•••••••• L••Registered adviserregistration: current employment
Jul 11, 2013 to presentfactForm ADV
→ A•• I••••••••• A••••••• I••Registered adviserregistration: previous registration
Aug 9, 1985 to Jun 14, 2007factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:60970171-a18a-eb58-b29e-40f6d7820477
First observed: Aug 9, 1985
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.